If you are a broker or other nominee who purchased or otherwise acquired SanDisk common stock (the CUSIP was 80004C101 during the Class Period, and the ticker symbol was SNDK) from October 16, 2014, through April 15, 2015, inclusive, for the beneficial interest of an individual or entity other than yourself, then within ten (10) calendar days of your receipt of the Notice, you must either:

  1. Within ten (10) days after receipt of the Settlement Notice, provide to the Claims Administrator the name and last known address of each person or entity (preferably in electronic format (e.g., Excel, csv), for whom or which you purchased or acquired such securities during such time period; or
  2. Request additional copies of the Settlement Notice and Claim form, which will be provided to you free of charge, and within ten (10) days mail the Settlement Notice and Claim Form directly to the beneficial owners of the securities referred to in the Settlement Notice.

If you are providing a list of names and addresses to the Administrator:

  1. Compile a list of names, addresses and emails of the beneficial owners that purchased publicly traded SanDisk common stock during the period from October 16, 2014 through April 15, 2015, inclusive.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
  3. Then you must do one of the following:

    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      SanDisk Securities Litigation
      Claims Administrator
      c/o Epiq
      P.O. Box 3058
      Portland, OR 97208-3058

    2. Email the spreadsheet to; or
    3. Upload the spreadsheet here; or

If you are mailing the Notice Packet to beneficial owners:

If you elect to mail the Settlement Notice and Claim Form to beneficial owners yourself, additional copies of the Settlement Notice and Claim Form may be requested via email to If you are providing the Settlement Notice and Claim Form to beneficial owners, the mailing must be completed within ten (10) business days of your receipt of the Settlement Notice and Claim Form from the Claims Administrator. You must also send a statement to the Claims Administrator at the address above confirming that the mailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. Failure to timely forward the Settlement Notice and Claim Form to beneficial owners may affect their legal rights.

If you have any questions, contact the Administrator at or by calling 1-877-432-3788.

Expense Reimbursement:

You are entitled to reimbursement for your reasonable expenses actually incurred in complying with the foregoing, including reimbursement of reasonable postage expenses and reasonable costs of obtaining the names and addresses of beneficial owners, provided you timely submit an invoice to the Claims Administrator. Please submit a copy of your invoice to the Claims Administrator within one month of the completing the mailing or providing the list of names and addresses.

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Proof of Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here.